Third-Party Sender/Third-Party Service Provider Risk Assessment

Each Third-Party Sender/Third-Party Service Provider is required to 1) perform a risk assessment of their ACH activities, and 2) implement risk management programs.  You should expect verification of compliance as part of your next ACH Audit and/or regulatory examination.  PaymentsFirst is a licensed Direct Member of NACHA and our team of consultants are ACH experts.

The PaymentsFirst Third-Party Sender and Third-Party Service Provider services include:

  • Prior to and onsite checklists
  • Client questionnaire
  • Review of sound business practices and internal controls
  • Review of agreements
  • Exit interview
  • Written report including findings and/or recommendations
  • Certification form
  • Access to auditor for questions

Compliance Services Request Form

Tip: Schedule early to ensure availability, efficient preparation time, and to avoid additional charges.